Compliance Controls & Monitoring

About the role

Official Ashby ATS https://jobs.ashbyhq.com/oneapp/8939de20-22e0-49fd-a50f-91ff39c590b6/; req 8939de20-22e0-49fd-a50f-91ff39c590b6; United States remote, full time, base $120,000-$150,000. Strong transfer from mortgage compliance controls, large-dataset validation, regulatory changes, remediation, and reporting. Explicit GRC platforms, risk registers, inherent/residual risk assessments, direct bank/fintech second-line controls, deposit/card/disputes/FCRA domain and staff management are not established.

Requirements

• 5-10 years progressive compliance, risk, controls, or monitoring experience in banking, fintech, or regulated financial services
• Experience with GRC platforms and risk assessment methodologies
• Experience with risk registers and inherent and residual risk assessments
• Experience assessing control impact of regulatory or operational change
• Strong analytical, organizational, and written communication skills

What you'll do

• Maintain compliance control framework and control inventories
• Map risks to controls and monitoring
• Support compliance risk assessment and maintain risk register
• Develop risk-based monitoring, exception reporting and data quality reviews
• Translate regulatory or operational changes into control impacts
• Prepare reporting for leadership and governance committees
• Challenge control design, remediation and root cause analysis

Where this was posted

• Hiring Cafe

  last seen 1h ago
  View on Hiring Cafe